Deputy General Counsel and Chief Compliance Officer
Beth oversees all aspects of Athena Capital’s firm and client legal matters as well as manages the regulatory compliance team. She is also responsible for formulating and implementing all firm compliance policies and procedures. Beth works closely with the Client and Research teams to conduct due diligence and perform comprehensive legal reviews on all alternative investments.
Previously, Beth worked as General Counsel and Chief Compliance Officer for GW & Wade, LLC, a registered investment adviser serving high net worth individuals and families. Prior to GW & Wade, Beth held roles at KPMG in its Regulatory Risk and Compliance practice group and the Securities and Exchange Commission as Senior Counsel in the Enforcement Division.
- Juris Doctor/Master of Business Administration from Suffolk Law School, Concentration with Distinction in Financial Services Law
- Bachelor of Arts in English from Boston University
ACHIEVEMENTS AND POSTS
Recipient of the SEC Chairman’s Award
Recipient of the SEC Division Director’s Award